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June 12, 2026
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Posted 02/02/2026

SEC Requires Business Operators to Provide Clients with Investment Portfolio Status Reports

The Securities and Exchange Commission (SEC) has issued rules requiring business operators to prepare...

Posted 30/01/2026

SEC Reviews Definition of Major Shareholders of Derivatives Business Operators to Enhance Supervisory Effectiveness

The Securities and Exchange Commission (SEC) is seeking public comments on the proposed principles...

Posted 27/01/2026

SEC Announces Public Hearing on Amendments to Regulations for Sale and Redemption of Tokenized Funds

The SEC is seeking public comments on the proposed principles for amending the regulations...

Posted 19/01/2026

SEC Unveils Three-Year Strategic Plan under Theme “Building Trust, Powering Growth”

The Securities and Exchange Commission (SEC) has unveiled the strategic plan for 2026–2028 under...

Posted 19/01/2026

Thailand SEC Raises the Bar on Transparency with New MD&A and JUMP+ Reporting Mandate

The Securities and Exchange Commission (SEC) has revised rules to uplift the preparation of...

Posted 12/01/2026

Thai SEC Opens Public Hearing on Key Changes to Short Selling Regulations

Thailand’s Securities and Exchange Commission (SEC) is considering revising the regulatory framework for short-selling...

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